Home About Us Strategies Advisor's login Clients Retirement Plan
spacer spacer
spacer spacer
spacer spacer
Disclosure spacer
Privacy Policy spacer
spacer
Our Founder spacer
Monthly Update spacer
Contact Us spacer

Disclosure

Harloff Capital Management, Harloff Inc. is a regulated registered investment advisor firm. It is currently state registered and will register in states as business warrants. Registration does not involve supervision of HCM's practices or policies by the S.E.C., or any state security commission. The information presented here is for information only and does not constitute an offer to sell advisory services. Such an offer can and will only be made in those states where Harloff Capital Management has registered, notice-filed as prescribed under the National Securities Markets Improvement Act of 1996, or is exempt from notification under the de minimus exemption rule.

IMPORTANT INFORMATION FOR CONSUMERS: In a particular state, a broker-dealer (BD), investment advisor (IA), BD agent, or IA representative (rep) may transact business after satisfying the state's requirements for registration, or if it is excluded or exempt from the state's registration requirements. Follow-up of individualized responses to consumers that involve the rendering of personalized investment advice in a particular state by BD, IA, BD agent, or IA rep, for compensation, shall not be made without first complying with the state's broker-dealer, investment advisor, BD agent, and/or IA rep requirements, or pursuant to an applicable state exemption or exclusion. Concerning the registration status or disciplinary history of a BD, IA, BD agent, or IA rep, a consumer should contact their state securities law administrator for information. Past performance does not insure future performance. Any investment has the potential for gain as well as loss.

A list of all buys and sells made within the past 12 months is available for review, upon written request, for a specific investment program.